
LPL Financial Interview Questions
& Process
Real candidates share what happened, how many rounds they had,
and how the experience turned out.
Based on 349 interview experiences · FREE TO READ
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30 roles · 349 reportsCandidate interview experiences
First-hand accounts from people who interviewed at LPL Financial.
Digital Analytics Lead
A recruiter contacted me in November and mentioned there would be several interviews needed before a potential December start date. After these, I was told I had the job, but they needed another month for financing approval. They kept me waiting for another month. I then received an offer from another company and they really pushed for me to stay, saying financing was just days away. Turns out, a week later (more than three months after I was initially told I got the role), financing fell through. It was a really bad experience.
- Describe how you would manage different scenarios related to data collection.
Executive Administrative Assistant
The interview process was all over the place! I applied for an EA role and the recruiter first contacted me. At the start of the interview, the recruiter mentioned that while the initial plan was to interview for the EA role, the hiring manager was specifically looking for someone with experience at LPL Financial. Because of this, they decided to interview me for a different Executive Admin role, only to inform me later that they were interviewing candidates from an "interviewing pool."
- How would you assist a client visiting the office?
- What is the first action you would take prior to a client's arrival?
SDET Manager
About a month after I applied, I started getting calls from a number I didn't recognize. I ignored them at first because I thought it was spam, especially since they didn't leave a voicemail. But after the fifth call in a week, I picked up. The person said they were from LPL regarding the job I applied for and immediately started the screening. The questions were pretty standard until about 10 minutes in when they asked if I planned to relocate to Texas. I had applied for a role in Fort Mill, and I even checked it on the call to make sure the listing hadn't changed. They told me the position was only in Texas and the listing was wrong. Since I couldn't move, we ended the call. About two months later, I saw the same job posted again for Fort Mill, so I reapplied and got an automatic rejection within 24 hours.
- Was I willing to move to Texas despite the role being listed in South Carolina?
Product Owner
Really nice interview where we chatted about my experience with discovery, agile, and my previous work history. We covered upcoming projects, the current LPL landscape, and what they were searching for in a product owner. We also touched on the company culture and what working at LPL is like regarding work/life balance. The person interviewing me was super pleasant and I felt totally comfortable.
- How do you initiate a product discovery process?
LPL Financial Interview Questions
Quoted word for word from LPL Financial interview reports.
“Could you tell me where the console port is situated on a Cisco Fex device?”
Read reports →“Regarding a table created without a primary key and then having an index column added, what is the internal behavior? Specifically, how would the table be sorted, and would that sorting depend on the primary key?”
Read reports →“Can you explain the three main financial statements and their relationship to each other?”
Read reports →“Could you explain the difference between authentication and authorization and give me an example of each?”
Read reports →“What would be your troubleshooting steps if an end-user contacted you reporting a "page cannot be displayed" error when trying to access browser-based database software?”
Read report →“Can you implement a class to show the top 100 users?”
Read report →“Was I willing to move to Texas despite the role being listed in South Carolina?”
Read report →“Are they just doing time pass with the candidate and wasting their time, because they internally hired someone?”
Read report →“What is the first action you would take prior to a client's arrival?”
Read report →Formats, difficulty and experience
Across all 349 LPL Financial interview reports.