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FINRA Interview Questions
& Process

Real candidates share what happened, how many rounds they had,
and how the experience turned out.

Based on 298 interview experiences · FREE TO READ

2.3 Rounds average
Average Typical difficulty
60.7% Positive experience

Which role are you interviewing for?

30 roles · 298 reports

Candidate interview experiences

First-hand accounts from people who interviewed at FINRA.

Showing 4 of 298
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FINRA

Data Engineer

Engineering · nearly a year ago

Entry Difficult Positive experience No offer 3 rounds
Interview process
Recruiter call Technical screen Onsite
Interview formats
Technical Coding

The interview process involved 3 rounds. First, a phone screen with a recruiter to discuss what FINRA does. Second, a virtual technical coding interview. Third, an on-site technical coding interview. The experience was smooth and professional, with quick responses between rounds.

Confirmed questions3 questions
  • Tell me about FINRA.
  • Could you write some SQL scripts?
  • Do you have experience with Python data structures?
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FINRA

Analyst

Analytics · a year ago

Entry Average Neutral experience No offer 3 rounds
Interview process
Recruiter call Phone screen Onsite Background check
Interview formats
Behavioral Technical

I had an initial chat with a recruiter, then a second round with some team folks, and finally a third interview with the hiring manager. The recruiter was super communicative at first, and everyone I talked to in the second and third interviews was nice and asked good questions. It was all going great until after the last interview. I never heard back. I reached out to the recruiter about 10 days after the third interview and got no response. They were great with communication before, but then it just stopped without any word, or even an automated rejection. I still don't know what happened with the process or the job. It was pretty surprising to not get any update after getting that far.

Confirmed questions1 question
  • What kind of team environment do you thrive in?
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FINRA

Software Consultant

Engineering · more than a year ago

Senior Average Neutral experience No offer 5 rounds
Interview process
Technical screen Technical screen Onsite
Interview formats
Coding Technical Behavioral Presentation

It was exciting to get an opportunity to interview with FINRA which itself is a rarity. After getting through the first coding round, I was told there will be a technical round virtual and then a in person interview with 6 people. making a total of 2 more rounds. They then decided to split it into 1 technical virtual screening and then after that they said it will be 2 more rounds virtually with 2 sets of 2 people. Which I went though anyways with excitement. Then it came to the in-person interview (a little over an hour drive in traffic, which is normal for our area) finally for which honestly could have easily been another virtual interview and wouldn't have mattered. After doing great in all of these interviews (5 separate interviews with 7 people) and getting good feedback for everything. They kept me waiting for the outcome for 2 days. and then say they are NOT going to move forward with me because of something that I already demonstrated I was good at. This is definitely frustrating to hear a negetive response after seeing everything go so well especially in the current market when people are getting laid off and having a hard time getting a job. But overall interview experience was good and I would rate it medium difficulty when you have over 10 years of experience in the field. But the choosiness is where the experience turned bad to me. Hence neutral rating.

Confirmed questions4 questions
  • Questions concerning AWS Cloud Infrastructure.
  • Questions related to content management systems, such as Drupal.
  • Questions about React, its integration, and testing.
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FINRA

Enforcement Counsel

Legal · more than a year ago

Mid Average Negative experience No offer 3 rounds
Interview process
Recruiter call Background check Presentation Offer
Interview formats
Behavioral Presentation

It was a terrible experience. They had me go through several hours of interviews. Then the recruiter said I'd get a contingent offer, pending a background check and drug test. I completed both quickly, and they said I passed. The recruiter then asked for times to schedule a 'final 30 minute Zoom video meeting.' I gave them my availability, and then they ghosted me. I followed up the next week and they said they were impressed but decided not to move forward. They told me to keep applying. They totally backed out of the contingent offer with no explanation. It was extremely unprofessional.

Confirmed questions3 questions
  • Can you discuss your experience related to this role?
  • What would you consider your greatest strengths?
  • What do you identify as your weaknesses?

FINRA Interview Questions

Quoted word for word from FINRA interview reports.

Can you show me how to reverse a list in Python without using the built-in reverse method?

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How would you determine if a binary number like 10000001 represents a positive or negative value?

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How many ways can you climb 100 stairs if you can take one or two steps at a time? For instance, with 3 stairs, there are 3 combinations: (1,2), (2,1), and (1,1,1).

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Given times for X{open, close} and Y{open, close} rec_type, status, and time, identify pairs of x-type and y-type records that have any temporal overlap.

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Given a beaker with one bacterium that doubles every minute, starting at noon and becoming full by 1:00 pm, at what time was the beaker half full?

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Could you write a function to check if a given string is a palindrome?

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Can you find the middle of a custom linked list that doesn't have a size method?

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Describe an algorithm to solve the Latin square skyscraper puzzle where numbers outside the grid represent the count of visible skyscrapers.

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Could you provide Java code to compute the power of two numbers, for instance, calculating 5 to the power of 0 or 4 to the power of 6?

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Formats, difficulty and experience

Across all 298 FINRA interview reports.

Interview formats

Behavioral 43.4%
Technical 34%
Coding 12.3%
Presentation 3.6%
Other 3.3%

Interview difficulty

Easy 17.8%
Average 67.4%
Difficult 14.8%

Candidate experience

Negative 18%
Positive 60.7%
Neutral 21.4%

Reports by job function

Engineering 95
Other 76
Analytics 32
Legal 28
Operations 25
Finance 20