FINRA Data Analyst Interview Questions
& Process
Real candidates share what happened, how many rounds they had,
and how the experience turned out.
Based on 5 interview experiences · FREE TO READ
Candidate interview experiences
First-hand accounts from people who interviewed at FINRA.
FINRA
Big Data Analyst
Mid Easy Negative experience Decline offer 4 rounds
Interview process
Take home Phone screen Onsite Panel Group Presentation Background check Offer
Interview formats
Technical Coding Behavioral Presentation
There were 4 rounds of interviews. The first round was a take-home assessment with 4 questions. The second round was a 45-60 minute video interview focusing on technical SQL questions. The third round was a 1.5-hour in-person interview with a panel of 6 people. The fourth round, the purpose of which the interviewer admitted to not knowing, involved random questions about relocation and a discussion of the work planned for the next 6 months, seemingly documentation-focused.
Confirmed questions5 questions
- Could you explain the different types of SQL joins?
- When and where should aggregate functions be applied, given a specific use case?
- Do you have knowledge of financial instruments like Stocks, Bonds, and Futures?
FINRA
Big Data Analyst
Mid Easy Positive experience Accept offer 2 rounds
Interview process
Recruiter call Phone screen
Interview formats
Behavioral Technical
The interview process began with a recruiter phone screening, where I was asked about my motivation for joining FINRA and my availability for an interview. This was followed by a one-hour conversation with the project hiring manager. The manager demonstrated strong professional domain knowledge and explained the job responsibilities. I was given an opportunity to ask questions about the role. The interactions suggested a positive work environment due to the professionalism and pleasant demeanor of the staff I spoke with.
Confirmed questions3 questions
- Can you introduce yourself and elaborate on your SQL and Python experience? Also, please describe your project work.
- What projects have you worked on?
- Why are you interested in FINRA?
FINRA
BI Analyst
Entry Average Negative experience No offer 2 rounds
Interview process
Recruiter call Background check Offer
Interview formats
Technical
This was for a contract role. The hiring process took a really long time. They absolutely needed to see samples of my previous written work. I had to sign an NDA, which is standard practice and totally fine. Because I respect my agreements, I didn't have the old documentation readily available and had to try and create some sample materials. Ultimately, I didn't get the job.
Confirmed questions1 question
- Can you explain how a specific tool works?
FINRA Data Analyst Interview Questions
Quoted word for word from FINRA interview reports.
“What is your understanding of FINRA?”
Read reports →“Could you explain the different types of SQL joins?”
Read reports →“When and where should aggregate functions be applied, given a specific use case?”
Read reports →“Can you explain inner joins?”
Read reports →“Can you explain full joins?”
Read report →“Can you explain how a specific tool works?”
Read report →“Why are you interested in FINRA?”
Read report →“Do you have knowledge of financial instruments like Stocks, Bonds, and Futures?”
Read report →“Describe your approach to conducting business requirement analysis.”
Read report →Formats, difficulty and experience
Across all 5 FINRA interview reports.