
Interactive Brokers Compliance Analyst Interview Questions
& Process
Real candidates share what happened, how many rounds they had,
and how the experience turned out.
Based on 14 interview experiences · FREE TO READ
Candidate interview experiences
First-hand accounts from people who interviewed at Interactive Brokers.
Compliance Analyst
The interview process had 3 rounds. The first round was standard, focusing on resume questions. The second round was the most challenging with three interviewers, who quizzed me on random resume details, verbal math, and word problems. This round felt combative, which is why I'm giving a negative review. The third round also had three interviewers, but it was focused on behavioral questions.
- Resume specific questions
- Verbal math problems
- Word problems
Compliance Associate
I applied and got contacted by HR. HR talked about the business but didn't ask much. He got me excited about the role. Then I progressed to an interview with the hiring manager. She was unengaging and I could tell she wouldn't hire me and just wanted to get the interview done. I felt this vibe early on and knew I wouldn't progress regardless of performance. After this, I waited for a response. When I emailed, HR said they thought they already emailed me to say I was unsuccessful. They should have told me I didn't get the job.
- Can you introduce yourself and explain your interest in this position?
Compliance Analyst
So I had an assessment and then two interviews that were each an hour long. The first interview had some tough but good questions. The second interview was pretty similar, but then I got ghosted and never heard back about the outcome, which was a bummer given how much time I put into it.
- Can you walk me through your resume?
- What's your motivation for applying to Interactive Brokers?
Interactive Brokers Compliance Analyst Interview Questions
Quoted word for word from Interactive Brokers interview reports.
“What's 2% of 80?”
Read reports →“What are your thoughts on the 4MLD changes?”
Read reports →“What is your understanding of financial markets?”
Read reports →“What is your knowledge regarding money laundering?”
Read reports →“Are you knowledgeable about current trading regulations?”
Read report →“What do you know about this company?”
Read report →“Can you introduce yourself?”
Read report →“What makes you want to work in compliance?”
Read report →“Tell me about your background in anti-money laundering and compliance.”
Read report →Formats, difficulty and experience
Across all 14 Interactive Brokers interview reports.