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Interactive Brokers Compliance Analyst Interview Questions
& Process

Real candidates share what happened, how many rounds they had,
and how the experience turned out.

Based on 14 interview experiences · FREE TO READ

2.8 Rounds average
Average Typical difficulty
64.3% Positive experience

Candidate interview experiences

First-hand accounts from people who interviewed at Interactive Brokers.

Showing 3 of 14
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Interactive Brokers

Compliance Analyst

Operations · more than a year ago

Entry Difficult Positive experience No offer 3 rounds
Interview process
Recruiter call Technical screen Panel
Interview formats
Behavioral Technical Other

The interview process had 3 rounds. The first round was standard, focusing on resume questions. The second round was the most challenging with three interviewers, who quizzed me on random resume details, verbal math, and word problems. This round felt combative, which is why I'm giving a negative review. The third round also had three interviewers, but it was focused on behavioral questions.

Confirmed questions5 questions
  • Resume specific questions
  • Verbal math problems
  • Word problems
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Interactive Brokers

Compliance Associate

Legal

Entry Average Negative experience No offer 2 rounds
Interview process
Recruiter call Onsite Background check
Interview formats
Behavioral Other

I applied and got contacted by HR. HR talked about the business but didn't ask much. He got me excited about the role. Then I progressed to an interview with the hiring manager. She was unengaging and I could tell she wouldn't hire me and just wanted to get the interview done. I felt this vibe early on and knew I wouldn't progress regardless of performance. After this, I waited for a response. When I emailed, HR said they thought they already emailed me to say I was unsuccessful. They should have told me I didn't get the job.

Confirmed questions1 question
  • Can you introduce yourself and explain your interest in this position?
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Interactive Brokers

Compliance Analyst

Legal

Mid Average Neutral experience No offer 2 rounds
Interview process
Take home Technical screen Recruiter call
Interview formats
Technical Behavioral

So I had an assessment and then two interviews that were each an hour long. The first interview had some tough but good questions. The second interview was pretty similar, but then I got ghosted and never heard back about the outcome, which was a bummer given how much time I put into it.

Confirmed questions2 questions
  • Can you walk me through your resume?
  • What's your motivation for applying to Interactive Brokers?

Interactive Brokers Compliance Analyst Interview Questions

Quoted word for word from Interactive Brokers interview reports.

Are you knowledgeable about current trading regulations?

Read report

Tell me about your background in anti-money laundering and compliance.

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Formats, difficulty and experience

Across all 14 Interactive Brokers interview reports.

Interview formats

Behavioral 50%
Technical 35.7%
Other 10.7%
Presentation 3.6%

Interview difficulty

Easy 7.1%
Average 78.6%
Difficult 14.3%

Candidate experience

Positive 64.3%
Negative 7.1%
Neutral 28.6%