
National Securities Interview Questions
& Process
Real candidates share what happened, how many rounds they had,
and how the experience turned out.
Based on 26 interview experiences · FREE TO READ
Which role are you interviewing for?
6 roles · 26 reportsCandidate interview experiences
First-hand accounts from people who interviewed at National Securities.
Junior Broker
The interview process was short, and they announced the result within a week. It wasn't very formal and mostly consisted of sales-related questions. They weren't interested in my GPA or academic achievements. It wasn't a tough interview.
- Can you tell me about your credit history?
- Do you have any prior sales experience?
- Have you ever been arrested before?
Registered Representative
Dress well and head into an office to have a chat with some senior brokers. They'll tell you this industry is simple and that you should listen to them and do exactly what they say to be successful. You should tell them you're willing, able, excited to learn, and ready for anything. You WILL be hired if you just don't act awkward. They want to give you this job, but you'll be working your rear-end off for little pay to give them million dollar accounts. Hopefully, down the road, you'll be in their seat doing the same to some other desperate kid.
- The questions were standard and they are really just trying to get a feel for you being a hard worker who is willing to put in the 12 hours a day in order to generate accounts for them.
Intern
The interview started with me having to walk through my resume, talk about past projects and school stuff. Then, I was asked brain teaser questions, like what's the cost of doing business for oil companies. The questions were mainly to see if I follow the market and if I have a clear thought process.
- What are the business costs for oil companies?
- Can you discuss an investment strategy you've researched or learned about?
Stock Broker
After sending in my resume, I got a call from the firm to schedule my first interview. During that interview, they gave a very accurate description of the role. Then I had a second interview and got the job offer.
- Can you share an instance where you succeeded in a competitive situation?
National Securities Interview Questions
Quoted word for word from National Securities interview reports.
“What are the business costs for oil companies?”
Read reports →“What is the role of a stockbroker?”
Read reports →“Are you a soccer fan?”
Read reports →“Can you sell me this pen?”
Read reports →“What do you think the market will look like for the next 3 months?”
Read report →“What is your view on what the market will do in the next few months?”
Read report →“Have you ever been arrested before?”
Read report →“Is being a stock broker something you genuinely want, or are you just trying to find any job after finishing college?”
Read report →“Given a product chosen from a selection on the table, present a sales pitch for the company's stock, using that product as a basis.”
Read report →Formats, difficulty and experience
Across all 26 National Securities interview reports.